Marc BaumChief Operating Officer (North America), General Counsel, Chief Compliance Officer at Pacific Road Capital Management
Marc is the Chief Operating Officer (North America), General Counsel, Chief Compliance Officer for Pacific Road Capital Management. Prior to joining his current firm, Marc was the General Counsel and Chief Administrative Officer at Serengeti Asset Management.
Marc Baum has been the General Counsel and a Partner of Offit Capital Advisors and a member of the firm’s Investment Committee. From 2005- 2009, Marc was a Managing Director, the General Counsel and Chief Compliance Officer for Ramius LLC, which followed his role as Chief Operating Officer and General Counsel for The Seaport Group. Seaport was formed in the broker dealer subsidiary of the IPO Group where Marc served as the CEO and which published the IPO.com web site.
Previously, Marc served as the Chief Legal Officer and Managing Director for compliance at T.D. Securities/The Toronto-Dominion Bank. Before T.D., Marc practiced capital markets law at J.P. Morgan Securities, Merrill Lynch and Salomon Brothers. Marc began his legal career as an associate at Fried, Frank, Harris, Shriver and Jacobson.
Marc has been an active member of the Managed Funds Association where he served on the steering committees for the Hedge Fund Advisory Committee and the General Counsels’ Forum. In addition, Marc is on the board of Bend the Arc and a Director of The NASDAQ Stock Market Educational Foundation, Inc. Marc received his B.A. magna cum laude from Harvard College, earned his M.Sc. from The London School of Economics and received his J.D. from the University of Chicago Law School.