Nick MorganFounder & President at Investor Choice Advocates Network (ICAN)Speaker
Profile
Nick Morgan is a preeminent expert in securities enforcement and regulatory strategy, offering GAIM Ops attendees a rare "insider-outsider" perspective on SEC oversight. As the Founder and President of the nonprofit Investor Choice Advocates Network (ICAN), Nick is a leading voice against regulatory overreach, advocating for the rights of investors and fund managers alike.
His insights are backed by nearly a decade as Senior Trial Counsel in the SEC’s Enforcement Division, followed by 18 years in private practice defending complex securities cases. For COOs, CCOs, and General Counsel, Nick provides essential intelligence on navigating the current "regulation by enforcement" climate, the mechanics of federal investigations, and the evolving litigation landscape. A frequent contributor to national discourse on financial reform, Nick’s expertise helps alternative investment professionals bridge the gap between rigorous compliance and operational excellence.
Agenda Sessions
DOJ/FBI Enforcement: what fund managers need to know
, 2:15pmView SessionChair's welcome remarks
, 1:40pmView SessionPost-Regulatory Whirlwind: Should the Alternatives Industry Challenge Old SEC Rules
, 2:45pmView Session