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Inside ETFs
May 13 - 16, 2024
The Diplomat Beach ResortHollywood, Florida

Vigilant Compliance


Vigilant is an Industry Leading Compliance Firm for nearly two decades providing the following solutions:

  • Outsourced CCO
  • CCO Support
  • Compliance Consulting
  • Marketing Review Support
  • Mock SEC Exams
  • SEC Registration
  • Principal Underwriter
  • Registered Representative Licensing

Our Clients include: ETFs/Mutual Funds, Private Funds, Closed-End Funds, Investment Advisers and Broker Dealers.