Francis Marinier

Director, Financial Crime Compliance, Industry Practice Lead at Moody's

Speaker

Francis is a Director and Industry Practice Lead in Financial Crime Compliance at Moody’s.

His tenure as head of Compliance at Sumitomo Mitsui (SMBC), saw him orchestrate the effective establishment of the Risk and Control framework for an EU entity in compliance with French and Germany passported regulatory requirements.

With 8 years at HSBC, Francis spearheaded regulatory investigations, integrated Compliance risk management globally, and drove compliance controls governance transformation initiatives.

A certified PRINCE2 practitioner, Francis also holds diplomas in financial crime prevention and governance, risk, and compliance from the International Compliance Association.