RiskMinds Conduct and Compliance Summit - GMT (Greenwich Mean Time, GMTZ)
RiskMinds Conduct and Compliance Summit - GMT (Greenwich Mean Time, GMTZ)
How are building trust, being sustainable, increasing transparency, and supporting our staff and customers?
- Katja Rieger - Founder, Rippleeffect and Board Member, Swiss Re Insurance-Linked Investment Management
- Michael Plumbridge - Managing Director, Head of Regulatory Compliance, ICBC Standard Bank
- Celia Lambert - Head of Sustainable Finance/ESG Compliance, Crédit Agricole CIB
Preventing problems better by managing behavioural risk! The upcoming field of behavioural risk management is introduced, illustrated by cases from deploying this expertise in the financial services sector. A structured 3-step approach to managing behavioural risk will be presented, as well as key principles and success factors.
- Wieke Scholten - Behavioural Risk specialist, BR Insights
Examining the increase in KYC and AML lapses across banking.
What is the role of the CRO in driving streamlining organisation change in Fincrime?
What processes are in place across both the compliance and risk function to manage this threat more effectively?
- Elena Elia - EMEA Senior Counsel, Financial Crimes, Wells Fargo
- Thomas Dodd - Group Chief Compliance Officer and MLRO, FIMBank plc
- Winnie Sham - Financial Crimes Training Programme Officer for Europe, the Middle East and Africa region (EMEA), MUFG Bank
Since the year 2000, banks have been fined almost a third of a trillion dollars. Yet, every year billions more are imposed. Why? This talk examines the challenges in managing compliance risk, and puts forth proposals to make compliance more effective.
- David Silverman - Author, Senior Executive, Independent
Assessing the first and second line of defence and the complexity of who owns what risk?
Communication escalation and what frictions do we need to overcome in supporting each other to mitigate risk?
- Bernhard Gehra - Managing Director & Senior Partner Global Non Financial Risk and Compliance Lead, BCG
- Satnam Lehal - Senior Advisor, Danske Bank
- Laura Padovani - Chief Compliance Officer, Deutsche Bank
- Mark Kandborg - Group Chief Risk Officer, Nordea
- Michael Silva - former Chief Compliance Officer for Americas, UBS
- Aryasomayajula Sekhar - CRO EMEA, Morgan Stanley
How can the compliance function demonstrate the business is a people centred, culture focused, responsible and ethically oriented organisation?
- Sean McHugh - Former Global Chief Compliance Officer, Citadel
- Nita Patel - Chief Compliance Officer, Credit Suisse, A UBS Group Company
Exploring the Financial Conduct Authority’s previous approach to non-financial misconduct and its new proposals in the current Consultations.
Do we have more clarity now? What impact do the proposals have on your business?
Exploring the cloud, AI, internet of things and the regulatory landscape
- Bert Verdoodt - Head of Regulatory Affairs, Data Protection & Sustainability Compliance, Danske Bank
How do these requirements differ across jurisdictions?
How are we tracking? What impact has this had on reporting lines and level of visibility across the business?
- David Silverman - Author, Senior Executive, Independent
- Matt Cumbers - Director of Risk and Compliance, Cushon
- Philip Best - Chief Risk Officer and Group Head of Compliance at Evelyn Partner, Evelyn Partners
- Emily Marshall - Head of Compliance & MLRO, Atlantic Money
Best practice and regulatory requirements for 2023 and beyond
Priorities and challenges in a changing landscape
- Evan Sekeris - Head of Non-Financial Risk Americas, MUFG
- Peter Bannister - Senior risk, compliance, and transformation executive, Mova
- Pedro Morales - Head of Enterprise Risk Management, Payments, Google
- Anand Thirunellai Radhakrishnan (MA) - Sr Director, Industry Practice Lead, Moody's Analytics
- Thomas Kleisdorff Hougaard - Head of FRTB, Nordea
- Rita Gnutti - Executive Director Internal Validation and Controls, Group Chief Risk Officer Area, Intesa Sanpaolo
- Nathalie Fradin Depauw - Chief Risk Officer France, NEUFLIZE OBC ABN AMRO